Senior Compliance Officer - Alternative Asset Management - #

Senior Compliance Officer - Alternative Asset Management

Your Day to Day

As a Compliance Officer within an international asset management firm, your mission will be to support the ongoing development and implementation of compliance policies and controls, with a focus on private credit and AIFM-regulated activities. Working in close collaboration with senior compliance staff and operational teams, your responsibilities will include:

• Contributing to the development, review, and maintenance of internal compliance policies and procedures in line with regulatory requirements.
• Updating and executing the compliance monitoring plan, assessing control effectiveness, and recommending improvements where necessary.
• Supporting regulatory registration and notifications linked to AIFs (e.g., changes in prospectus, marketing notifications, major holdings).
• Assisting in communication and reporting with local regulatory authorities and auditors.
• Providing regulatory insight and advice to the business, participating in internal projects and regulatory updates.
• Monitoring and analysing regulatory developments, helping operational teams implement required changes.
• Performing due diligence and ongoing reviews of outsourced compliance/AML service providers.
• Assisting in delivering compliance training (induction, annual refreshers, and ad hoc sessions).
• Offering ad-hoc support to the AML/Compliance team as needed.
• Promoting awareness of ESG considerations in line with compliance responsibilities and company values.

Your Profile

To be successful in this role, you should bring:

Experience & Knowledge

• Minimum 5 years of experience in a compliance or regulatory function, preferably within an AIFM or advisory environment.
• Solid understanding of Luxembourg regulatory requirements, ideally with a background in private credit or alternative investment funds.
• Familiarity with AML laws and best practices is a strong asset.
• Fluency in English is essential; other languages are a plus.

Skills & Competencies

• Ability to work autonomously and take ownership of projects with minimal supervision.
• Strong analytical and problem-solving mindset, capable of managing multiple priorities.
• Excellent communication skills with the confidence to engage with senior stakeholders and present findings clearly.
• Highly organized with attention to detail and a proactive attitude.
• Demonstrates a risk-aware and compliance-first approach in all activities.

Mindset & Culture Fit

• Ethical, diligent, and resilient professional with strong integrity.
• Committed to fostering an inclusive and responsible corporate culture.
• Collaborative team player with a service-oriented mindset.
• Able to navigate complexity and ambiguity while delivering concrete results.