Main Duties and Responsibilities: • implement and maintain the Compliance framework and internal policies; • Implement and coordinate AML/CTF as RC (MLRO); • Anticipate, identify and assess the compliance risks of Bank; • Cover regulatory updates and supervise adherence; • Represent the Compliance Function at various Committees; • Supervise existing Branches and support set-up of new Branches in EU; • Provide support and guidance across business lines and give clear opinions/positions whenever required; • Develop internal/external training in compliance matters; • Manage compliance control environment; • Investigate complaints and coordinate action plans with other departments; • Develop and recommend workable action plans for correcting weaknesses identified; • Participate in improvement projects related to operational efficiency; • Participate in development of new products and markets; • Conduct investigations and conduct inspections, where appropriate; • Whistleblowing responsible person; • Regularly report to Shareholder, Group Compliance, Board of Directors and Authorized Management; • Perform services third country branch. Legal: • Ensure application of laws and regulations; • Coordinate Police, Prosecutor and Investigating Judge; • Coordinate notaries and lawyers; • Provide legal advice and support in general; • Coordinate respect of legal standards in the Bank; • Coordinate conflict resolution efforts; • Update on legal developments; • Define legal standards; • Promote unified approaches in handling legal risks; • Development of documentation standards for business. Corporate Secretary: • Ensure the compliance of internal procedure and workflow of corporate governance; • Advise Authorized Management, Board of Directors and Shareholder on corporate governance issues; • Coordinate meetings, for AM, BoD and Shareholder etc.; • Supervise recording and safeguarding of meeting minutes; • Coordinate training for directors and facilitate board evaluations; • Coordinate overview of the internal instructions; • Coordinate communication with regulators. |