MiFID On-site Inspector (m/f) (Internal Auditor / External Auditor / Compliance Officer
CSSF Commission de Surveillance du Secteur Financier
Luxembourg
Description
MiFID On-site Inspector (m/f) (Internal Auditor / External Auditor / Compliance Officer / Risk Manager
Mission
The MiFID division within the On-site Inspection department is in charge of realizing inspections on MiFID II obligations linked to investor protection aspects and organisational requirements.
In this position you will take part in these inspections as head of mission as well as team member for credit institutions, investment firms, management companies and alternative investment fund managers located in Luxembourg.
Role & responsibilities
- Performing MiFID II on-site inspections:
- Preparation of on-site inspections,
- Direct contact with specialists of the supervised entities,
- Drafting of the report and of the observations’ letter,
- Cooperation with other MiFID division members and with other CSSF services.
- Participating in the development of inspection’s methodologies, or in technical and/or legal analysis related to the MiFID II regulation.
Please note that this position will require frequent business trips.
Your profile
- Four or five-year university degree (Master) in Economics, Finance or Business Administration and Management,
- Proven professional experience of at least 6 years in the field of investor protection (through external/internal audit, compliance officer or risk management functions),
- Good knowledge of the regulatory framework (MiFID II),
- Good knowledge and/or experience of investment / ancillary services and/or activities,
- Full professional proficiency in written and spoken French and English. German and/or Luxemburgish or any other language will be considered as an advantage,
- Writing, analytical, synthesis and communication skills,
- Ability to work autonomously and as part of a team.
The successful candidate (m/f) will be hired as public employee (“employé de l’Etat”) under a permanent contract. If the candidate meets the required conditions, s/he will be asked to apply for admission to the status of civil servant (“fonctionnaire de l’Etat”).
Prior to the conclusion of the contract, the candidate must submit an extract from the criminal record (bulletin n°3), dated less than 2 months, in order to prove their conduct and integrity.
À propos de la société
CSSF Commission de Surveillance du Secteur Financier
Our ambition is to ensure the stability of the Luxembourg financial sector, to protect financial consumers and to promote a financial market which is fair, transparent and safe.
The Commission de Surveillance du Secteur Financier acts exclusively in the public interest and all of our employees contribute to maintaining the safeness and soundness of the financial industry, one of the main drivers of the Luxembourg economy.
Beyond the national scope, the CSSF is also characterized by a strong European and international exposure. Our employees participate in international working groups and collaborate with other European authorities with the aim of promoting a stable financial industry on a European and international level.
We currently have over 900 employees who work in 19 specialized business departments. We appreciate the uniqueness of all of our employees and embrace cultural, gender and age diversity in our working environment. Consequently, our workforce includes over 15 different EU nationalities and a nearly equal gender ratio. As we believe that talent can be found across all levels of seniority, we are recruiting from entry-level to senior-level positions.
At the CSSF, we care about the well-being of our employees and thus, we want to actively contribute to their work-life balance by offering flexible working hours, on-site fitness facilities and regular company events as well as numerous after-work social activities.